1911 Encyclopædia Britannica/Watt, James

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20700931911 Encyclopædia Britannica, Volume 28 — Watt, JamesJames Alfred Ewing

WATT, JAMES (1756-1819), Scottish engineer, the inventor of the modern condensing steam-engine, was born at Greenock on the 19th of January 1736. His father was a small merchant there, who lost his trade and fortune by unsuccessful speculation, and James was early thrown on his own resources. Having a taste for mechanics he made his way to London, at the age of nineteen, to learn the business of a philosophical-instrument maker, and became apprenticed to one John Morgan, in whose service he remained for twelve months. From a child he had been extremely delicate, and the hard work and frugal living of his London pupilage taxed his strength so severely that he was forced at the end of a year to seek rest at home, not, however, until he had gained a fair knowledge of the trade and become handy in the use of tools. Before going to London he had made the acquaintance of some of the professors in Glasgow college, and on his return to Scotland in 1756 he sought them out and obtained work in repairing astronomical instruments. He next tried to establish himself as an instrument maker in Glasgow, but the city gilds would not recognize a craftsman who had not served the full term of common apprenticeship, and Watt was forbidden to open shop in the burgh. The college, however, took him under its protection, and in 1757 he was established in its precincts with the title of mathematical-instrument maker to the university.

Before many months Joseph Black, the discoverer of latent heat, then lecturer on chemistry, and John Robison, then a student, afterwards professor of natural philosophy at Edinburgh, became his intimate friends, and with them he often discussed the possibility of improving the steam-engine, of which at that time Thomas Newcomen's was the most advanced type. The engine was then applied only to pumping water—chiefly in the drainage of mines; and it was so clumsy and wasteful of fuel as to be but little used. Some early experiments of Watt in 1761 or 1762 led to no positive result, but in 1764 his attention was seriously drawn to the matter by having a model of Newcomen's engine, which formed part of the college collection of scientific apparatus, given him to repair. Having put the model in order, he was at once struck with its enormous consumption of steam, and set himself to examine the cause of this and to find a remedy.

In Newcomen's engine the cylinder stood vertically under one end of the main lever or “beam” and was open at the top. Steam, at a pressure scarcely greater than that of the atmosphere, was admitted to the under side; this allowed the piston to be pulled up by a counterpoise at the other end of the beam. Communication with the boiler was then shut off, and the steam in the cylinder was condensed by injecting a jet of cold water from a cistern above. The pressure of the air on the top of the piston then drove it down, raising the counterpoise and doing work. The injection water and condensed steam which had gathered in the cylinder were drained out by a pipe leading down into a well.

Watt at once noticed that the alternate heating and cooling of the cylinder in Newcomen's engine made it work with tedious slowness and excessive consumption of steam. When steam was admitted at the beginning of each stroke, it found the metal of the cylinder and piston chilled by contact with the condensed steam and cold injection water of the previous stroke, and it was not until much steam had been condensed in heating the chilled surfaces that the cylinder was able to fill and the piston to rise. His first attempt at a remedy was to use for the material of the cylinder a substance that would take in and give out heat slowly. Wood was tried, but it made matters only a little better, and did not promise to be durable. Watt observed that the evil was intensified whenever, for the sake of making a good vacuum under the piston, a specially large quantity of injection water was supplied.

He then entered on a scientific examination of the properties of steam, studying by experiment the relation of its density and pressure to the temperature, and concluded that two conditions were essential to the economic use of steam in a condensing steam-engine. One was that the temperature of the condensed steam should be as low as possible, 100° F. or lower, otherwise the vacuum would not be good; the other was, to quote his own words, “that the cylinder should be always as hot as the steam which entered it.” In Newcomen's engine these two conditions were incompatible, and it was not for some months that Watt saw a means of reconciling them. Early in 1765, while walking on a Sunday afternoon in Glasgow Green, the idea flashed upon him that, if the steam were condensed in a vessel distinct from the cylinder, it would be practicable to make the temperature of condensation low, and still keep the cylinder hot. Let this separate vessel be kept cold, either by injecting cold water or by letting it stream over the outside, and let a vacuum be maintained in the vessel. Then, whenever communication was made between it and the cylinder, steam would pass over from the cylinder and be condensed; the pressure in the cylinder would be as low as the pressure in the condenser, but the temperature of the metal of the cylinder would remain high, since no injection water need touch it. Without delay Watt put this idea to the test, and found that the separate condenser did act as he had anticipated. To maintain the vacuum in it he added another new organ, namely, the air-pump, the function of which is to remove the condensed steam and water of injection along with any air that gathers in the condenser.

To further his object of keeping the cylinder as hot as the steam that entered it. Watt supplemented his great invention of the separate condenser by several less notable but still important improvements. In Newcomen's engine a layer of water over the piston had been used to keep it steam-tight; Watt substituted a tighter packing lubricated by oil. In Newcomen's engine the upper end of the cylinder was open to the air; Watt covered it in, leading the piston-rod through a steam-tight stuffing box in the cover, and allowed steam instead of air to press on the top of the piston. In Newcomen's engine the cylinder had no clothing to reduce loss of heat by radiation and conduction from its outer surface; Watt not only cased it in non-conducting material, such as wood, but introduced a steam-jacket, or layer of steam, between the cylinder proper and an outer shell.

All these features were specified in his first patent (see Steam-Engine), which, however, was not obtained till January 1769, nearly four years after the inventions it covers had been made. In the interval Watt had been striving to demonstrate the merits of his engine by trial on a large scale. His earliest experiments left him in debt, and, finding that his own means were quite insufficient to allow him to continue them, he agreed that Dr John Roebuck, founder of the Carron ironworks, should take two-thirds of the profits of the invention in consideration of his bearing the cost. An engine was then erected at Kinneil, near Linlithgow, where Roebuck lived, and this gave Watt the opportunity of facing many difficulties in details of construction. But the experiments made slow progress, for Roebuck's affairs became embarrassed, and Watt's attention was engaged by other work. He had taken to surveying, and was fast gaining reputation as a civil engineer. In 1767 he was employed to make a survey for a Forth and Clyde canal—a scheme which failed to secure parliamentary sanction. This was followed during the next six years by surveys for a canal at Monkland, for another through the valley of Strathmore from Perth to Forfar, and for others along the lines afterwards followed by the Crinan and Caledonian canals. He prepared plans for the harbours of Ayr, Port-Glasgow and Greenock, for deepening the Clyde, and for building a bridge over it at Hamilton. In the course of this work he invented a simple micrometer for measuring distances, consisting of a pair of horizontal hairs placed in the focus of a telescope, through which sights were taken to a fixed and movable target on a rod held upright at the place whose distance from the observer was to be determined. The micrometer was varied in a number of ways; and another fruit of his ingenuity about the same time was a machine to facilitate drawing in perspective.

Meanwhile the engine had not been wholly neglected. Watt had secured his patent; the Kinneil trials had given him a store of valuable experience; Roebuck had failed, but another partner was ready to take his place. In 1768 Watt had made the acquaintance of Matthew Boulton, a man of energy and capital, who owned the Soho engineering works at Birmingham. Boulton agreed to take Roebuck's share in the invention, and to join Watt in applying to parliament for an act to prolong the term of the patent. The application was successful. In 1775 an act was passed continuing the patent for twenty-five years. By this time the inventor had abandoned his civil engineering work and had settled in Birmingham, where the manufacture of steam-engines was begun by the firm of Boulton & Watt. The partnership was a singularly happy one. Boulton had the good sense to leave the work of inventing to Watt, in whose genius he had the fullest faith; on the other hand, his substantial means, his enterprise, resolution and business capacity supplied what was wanting to bring the invention to commercial success.

During the next ten years we find Watt assiduously engaged in developing and introducing the engine. Its first and for a time its only application was in pumping; it was at once put to this use in the mines of Cornwall, where Watt was now frequently engaged in superintending the erection of engines. Further inventions were required to lit it for other uses, and these followed in quick succession. Watt's second steam-engine patent is dated 1781. It describes five different methods of converting the reciprocating motion of the piston into motion of rotation, so as to adapt the engine for driving ordinary machinery. The simplest way of doing this, and the means now universally followed, is by a crank and fly-wheel; this had occurred to Watt, but had meanwhile been patented by another, and hence he devised the “sun and planet wheels” and other equivalent contrivances. A third patent, in 1782, contained two new inventions of the first importance. Up to this time the engine had been single-acting; Watt now made it double-acting; that is to say, both ends of the cylinder, instead of only one, were alternately put in communication with the boiler and the condenser. Up to this time also the steam had been admitted from the boiler throughout the whole stroke of the piston; Watt now introduced the system of expansive working, in which the admission valve is closed after a portion only of the stroke is performed, and the steam enclosed in the cylinder is then allowed to expand during the remainder of the stroke, doing additional work upon the piston without making any further demand upon the boiler until the next stroke requires a fresh admission of steam. He calculated that, as the piston advanced after admission had ceased, the pressure of the steam in the cylinder would fall in the same proportion as its volume increased—a law which, although not strictly true, does accord very closely with the actual behaviour of steam expanding in the cylinder of an engine. Recognizing that this would cause a gradual reduction of the force with which the piston pulled or pushed against the beam, Watt devised a number of contrivances for equalizing the effort throughout the stroke. He found, however, that the inertia of the pump-rods in his mine engines, and the fly-wheel in his rotative engines, served to compensate for the inequality of thrust sufficiently to make these contrivances unnecessary. His fourth patent, taken out in 1784, describes the well-known “parallel motion,” an arrangement of links by which the top of the piston-rod is connected to the beam so that it may either pull or push, and is at the same time guided to move in a sensibly straight line. “I have started a new hare,” he writes to Boulton in June of that year; “I have got a glimpse of a method of causing a piston-rod to move up and down perpendicularly by only fixing it to a piece of iron upon the beam, without chains or perpendicular guides or untowardly frictions, arch-heads, or other pieces of clumsiness. I think it a very probable thing to succeed, and one of the most ingenious simple pieces of mechanism I have contrived.”

A still later invention was the throttle-valve and centrifugal governor, by which the speed of rotative engines was automatically controlled. One more item in the list of Watt's contributions to the development of the steam-engine is too important to be passed without mention: the indicator, which draws a diagram of the relation of the steam's pressure to its volume as the stroke proceeds, was first used by Boulton & Watt to measure the work done by their engines, and so to give a basis on which the charges levied from their customers were adjusted. It would be difficult to exaggerate the part which this simple little instrument has played in the evolution of the steam-engine. The eminently philosophic notion of an indicator diagram is fundamental in the theory of thermodynamics; the instrument itself is to the steam engineer what the stethoscope is to the physician, and more, for with it he not only diagnoses the ailments of a faulty machine, whether in one or another of its organs, but gauges its power in health.

The commercial success of the engine was not long in being established. By 1783 all but one of the Newcomen pumping-engines in Cornwall had been displaced by Watt's. The mines were then far from thriving; many were even on the point of being abandoned through the difficulty of dealing with large volumes of water; and Watt's invention, which allowed this to be done at a moderate cost, meant for many of them a new lease of life. His engine used no more than a fourth of the fuel that had formerly been needed to do the same work, and the Soho firm usually claimed by way of royalty a sum equivalent to one-third of the saving—a sum which must have been nearly equal to the cost of the fuel actually consumed. Rival manufacturers came forward, amongst whom Edward Bull and Jonathan Carter Hornblower are the most conspicuous names. They varied the form of the engine, but they could not avoid infringing Watt's patent by the use of a separate condenser. When action was taken against them on that ground, they retaliated by disputing the validity of the fundamental patent of 1769. In the case of Boulton & Walt v. Bull the court was divided on this point, but in an action against Hornblower the patent was definitely affirmed to be valid by a unanimous finding of the Court of King's Bench. This was in 1799, only a year before the monopoly expired, but the decision enabled the firm to claim a large sum as arrears of patent dues. In connexion with these trials Watt himself, as well as his early friends Black and Robison, drew up narratives of the invention of the steam-engine, which are of much interest to the student of its history.[1]

Before Watt's time the steam-engine was exclusively a steam-pump, slow-working, cumbrous and excessively wasteful of fuel. His first patent made it quick in working, powerful and efficient, but still only as a steam-pump. His later inventions adapted it to drive machinery of all kinds, and left it virtually what it is to-day, save in three respects. In respect of mechanical arrangement the modern engine differs from Watt's chiefly in this, that the beam, an indispensable feature in the early pumping-engines, and one which held its place long after the need for it had vanished, has gradually given way to more direct modes of connecting the piston with the crank. Another difference is in the modern use of high-pressure steam. It is remarkable that Watt, notwithstanding the fact that his own invention of expansive working must have opened his eyes to the advantage of high-pressure steam, declined to admit it into his practice. He persisted in the use of pressures that were little if at all above that of the atmosphere. His rivals in Cornwall were not so squeamish. Richard Trevithick ventured as far as 120 ℔ on the square inch, and a curious episode in the history of the steam-engine is an attempt which Boulton & Watt made to have an act of parliament passed forbidding the use of high pressure on the ground that the lives of the public were endangered. The third and only other respect in which a great improvement has been effected is in the introduction of compound expansion. Here, too, one cannot but regret to find the Soho firm hostile, though the necessity of defending their monopoly makes their action natural enough. Hornblower had in fact stumbled on the invention of the compound engine, but as his machine employed Watt's condenser it was suppressed, to be revived after some years by Arthur Woolf (1766-1837). In one of his patents (1784) Watt describes a steam locomotive, but he never prosecuted this, and when William Murdoch, his chief assistant (famous as the inventor of gas-lighting), made experiments on the same lines, Watt gave him little encouragement. The notion then was to use a steam carriage on ordinary roads; its use on railways had not yet been thought of. When that idea took form later in the last years of Watt's life, the old man refused to smile upon his offspring; it is even said that he put a clause in the lease of his house that no steam carriage should on any pretext be allowed to approach it.

On the expiry in 1800 of the act by which the patent of 1769 had been extended. Watt gave up his share in the business of engine-building to his sons, James, who carried it on along with a son of Boulton for many years, and Gregory, who died in 1804. The remainder of his life was quietly spent at Heathfield Hall, his house near Birmingham, where he devoted his time, with scarcely an interruption, to mechanical pursuits. His last work was the invention of machines for copying sculpture—one for making reduced copies, another for taking facsimiles by means of a light stiff frame, which carried a pointer over the surface of the work while a revolving tool fixed to the frame alongside of the pointer cut a corresponding surface on a suitable block. We find him in correspondence with Sir Francis Chantrey about this machine not many months before his death, and presenting copies of busts to his friends as the work “of a young artist just entering on his eighty-third year.” His life drew to a tranquil close, and the end came at Heathfield on the 19th of August 1819. His remains were interred in the neighbouring parish church of Handsworth.

Watt was twice married—first in 1763 to his cousin Margaret Miller, who died ten years later. Of four children born of the marriage, two died in infancy; another was James (1769-1848), who succeeded his father in business; the fourth was a daughter who lived to maturity, but died early, leaving two children. His second wife, Anne Macgregor, whom he married before settling in Birmingham in 1775, survived him; but her two children, Gregory and a daughter, died young.

Some of Watt's minor inventions have been already noticed. Another, which has proved of great practical value, was the letter-copying press, for copying manuscript by using a glutinous ink and pressing the written page against a moistened sheet of thin paper. He patented this in 1780, describing both a roller press, the use of which he seems to have preferred in copying his own correspondence, and also the form of screw press now found in every merchant's office.

In the domain of pure science Watt claims recognition not only as having had ideas greatly in advance of his age regarding what is now called energy, but as a discoverer of the composition of water. Writing to Joseph Priestley in April 1783, with reference to some of Priestley's experiments, he suggests the theory that “water is composed of dephlogisticated air and phlogiston deprived of part of their latent or elementary heat.” It difficult to determine the exact meaning attached to these antiquated terms, and to say how far Watt's suggestion anticipated the fuller discovery of Cavendish. Watt's views were communicated to the Royal Society in 1783, Cavendish's experiments in 1784, and both are printed in the same volume of the Philosophical Transactions.

The early and middle part of Watt's life was a long struggle with poor health: severe headache prostrated him for days at a time; but as he grew old his constitution seems to have become more robust. His disposition was despondent and shrinking; he speaks of himself, but evidently with unfair severity, as “indolent to excess.” “I am not enterprising,” he writes; “I would rather face a loaded cannon than settle an account or make a bargain; in short, I find myself out of my sphere when I have anything to do with mankind.” He was a man of warm friendships, and has left a personal memorial of the greatest interest in his numerous letters. They are full of sagacity and insight: his own achievements are told with a shrewd but extremely modest estimate of their value, and in a style of remarkable terseness and lucidity, lightened here and there by a touch of dry humour. In his old age Watt is described by his contemporaries as a man richly stored with the most various knowledge, full of anecdote, familiar with most modern languages and their literature, a great talker. Scott speaks of “the alert, kind, benevolent old man, his talents and fancy overflowing on every subject, with his attention alive to every one's question, his information at every one's command.”

See J. P. Muirhead, Origin and Progress of the Mechanical Inventions of James Watt (3 vols., 1854; vols. i. and ii. contain a memoir and Watt's letters; vol. iii . gives a reprint of his patent specifications and other papers); Muirhead, Life of Watt (1858); Smiles, Lives of Boulton and Watt; Williamson, Memorials of the Lineage, &c., of James Watt, published by the Watt Club (Greenock, 1856); Correspondence of the late James Watt on his Discovery of the Theory of the Composition of Water, edited by Muirhead (1846); Cowper, “On the Inventions of James Watt and his Models preserved at Handsworth and South Kensington,” Proc. Inst. Mech. Eng. (1883); article “Watt” in the Encyclopaedia Britannica (6th edition, 1823), by James Watt, junior; Robison, Mechanical Philosophy, vol ii. (1822) (letters and notes by Watt on the History of the Steam-Engine)  (J. A. E.) 


  1. Another narrative of the utmost interest was written by Watt in 1814 in the form of a footnote to Robison's article “Steam-Engine,” from the fourth edition of the Encyclopaedia Britannica, which Watt revised before it was reprinted in the collected edition of Robison's works. See Robison's Mechanical Philosophy, vol. ii.